Broker Contact
Options Help
Contacts
Site Help
If you are interested in speaking with a qualified broker about options, please contact one of the individuals listed below. You will be provided with the name and phone number of an experienced options broker in your area.
Note: This list of securities firms is provided by The Options Industry Council ("OIC") as a convenience to investors. It is not an endorsement of the firms listed, and no significance should be attached to a firm's inclusion or omission. OIC has not investigated the background or disciplinary history of any of the firms listed or of any individual broker. The selection of a securities broker involves matters of personal preference. In choosing a broker, an investor should ask questions and take into account such factors as he or she individually regards as important.
If your firm is a Clearing Member of OCC and would like to be included on this list, please contact options@theocc.com for more information.
| Contact | Firm | Phone |
|---|---|---|
| Mark Axelrod | ADP Clearing & Outsourcing Services, Inc. | 800-253-2746 |
| Robert A. Fogliano | Advest, Inc. | 800-366-3096 |
| David P. Beatson | Alexandria Financial Associates | 703-671-5959 |
| Bruce E. Graham | B.B. Graham & Company | 888-847-2426 |
| Mike Lavelle | BrokersXpress - Mankus Lavelle Group | 800-230-5570 |
| Michael A. Cavanugh | BX-America | 800-599-5759 |
| Michael Schwartz | CIBC Oppenheimer & Company | 800-999-OPCO |
| Kevin Murphy | Citigroup Global Markets, Inc. | 800-451-4539 |
| Wayne Shapiro | Fahnestock & Associates | 800-795-4366 |
| Mark Donelli | Fidelity Investments | 800-544-5115 |
| Vincent Bonato | Fiserv Securities, Inc. | 215-636-3075 |
| George Nenadovich | IC Financial Group | 800-444-8340 |
| Joseph Fenton | Janney Montgomery Scott LLC | 888-567-1575 |
| Ron Galvin | Jansen Galvin Group | 800-330-1154 |
| Mark Urban | Legg Mason Wood Walker, Inc. | 800-649-8550 |
| Alexis Levinrad | Levinrad Capital Management | 818-780-3011 |
| David Schreiber | McDonald Investments | 800-321-1048 |
| John Gannon | MF Global Inc. | 800-837-6212 |
| Jamie Johnson | Morgan Keegan & Company, Inc. | 800-840-2606 |
| Rich Gueren | Morgan Stanley Dean Witter | 800-877-8766 |
| Tom Pong | Octagon Capital Corporation (Canada) | 416-306-2554 |
| Brett R. Schlapfer | Pixley Group | 800-880-7256 |
| Dan Haugh | PTI Securities | 800-821-4968 |
| Robert J. Schoen | Quest Securities, Inc. | 800-321-6656 |
| Thomas J. Stotts | RBC Dain Rauscher Inc. | 612-371-7747 |
| Henry Hackel | R.F. Lafferty & Co., Inc. | 800-221-8601 |
| Dean B. Williamson | Raymond James Financial Services, Inc. | 800-531-3660 |
| Larry Starr | Ryan Beck & Co. | 800-225-8532 |
| Ross Legum | Scott & Stringfellow Inc. | 800-745-2355 |
| Nancy Penwell | Stifel, Nicolaus & Co., Inc. | 800-488-0970 |
| Lisa Russell | Terra Nova Financial, LLC | 800-228-4216 |
| Jan Geiger | TradeStar Investments |
800-232-5800 |
| Tom Calfee | UBS Financial Services, Inc. | 800-323-9392 |
| Om. P. Gupta | Wachovia Securities, Inc. | 800-621-5083 |
| David W. Phelps | Wedbush Morgan Securities | 800-446-1957 |
| Peter G. Ziv | Ziv Investment Company | 800-727-7208 |
Other Brokerage Referrals
- American Century Brokerage
- Ameritrade
- CIBC World Markets Corp.
- Cowen and Company, LLC
- Dain Rauscher Incorporated
- Interactive Brokers Inc.
- Man Securities
- Merrill Lynch, Pierce, Fenner & Smith Inc.
- Mr. Stock
- NetVest, A Division of Tradestar Investments, Inc.
- optionsXpress
- Robert W. Baird & Co.
- Smith Barney Inc.
- U.S. Bancorp Piper Jaffray Inc.
- Wall Street Access
Last updated: March, 2010
 |
Confused? Have a question? If you're having trouble grasping a concept or if this page doesn't answer a question, feel free to call 1-888-OPTIONS (between 7:30 a.m. - 5 p.m. CT), or email options@theocc.com to ask your question. You may also visit our Help Center for more information. |